Financial Advisor Trainee: Licensing, Growth & Impact

RBC Capital Markets, LLC; Austin (TX); On-site; USD 52,000 - 76,000; Full time

Benefits offered by this job

Total rewards program

Bonuses

Stock options

Coaching and development

Flexible work-life balance

Job summary

RBC Capital Markets, LLC in Austin, TX seeks an Associate Financial Advisor Trainee to complete licensing and gain hands-on experience toward becoming an advisor. You will study for the Series 7, 66, and life/health exams, complete program assignments, and learn RBC Wealth Management tools and processes.

The role emphasizes planning, marketing, prospecting, and servicing while complying with regulations. A strong drive, interpersonal skills, and initiative are essential.

Qualifications

• Bachelor's degree or equivalent work experience required.
• Licensing exams such as Series 7, Series 66, and life/health must be completed.
• Strong interpersonal and marketing skills are essential.

Responsibilities

• Study for and obtain the Associate Financial Advisor program's required licensing.
• Study and pass Series 7 exam.
• Study and pass Series 66 and life and health insurance exams.
• Complete Associate Financial Advisor program assignments within curriculum timelines.
• Learn RBC tools, policies and procedures.

Skills

Account Management

Customer Success

Decision Making

Financial Regulation

Group Problem Solving

Interpersonal Relationships

Investment Risk Management

Education

Bachelor's degree or equivalent work experience

Job description

RBC Capital Markets, LLC in Austin, TX seeks an Associate Financial Advisor Trainee to complete licensing and gain hands-on experience toward becoming an advisor. You will study for the Series 7, 66, and life/health exams, complete program assignments, and learn RBC Wealth Management tools and processes.

The role emphasizes planning, marketing, prospecting, and servicing while complying with regulations. A strong drive, interpersonal skills, and initiative are essential.