Wealth Management Associate: Financial Advisor Path

RBC Capital Markets, LLC; Houston (TX); On-site; USD 50,000 - 75,000; Full time

Job summary

RBC Capital Markets, LLC in Houston seeks an Associate Financial Advisor to complete licensing and gain industry experience toward becoming a Financial Advisor. You will study for Series 7, 66 and life/health exams, and complete program assignments while learning RBC tools and policies.

You will report activities, receive coaching from the sales manager, and build knowledge of RBC Wealth Management, regulatory rules, and financial markets as you pursue a career helping clients achieve their

Qualifications

• Bachelor's degree or equivalent work experience
• Ability to obtain Series 7 and Series 66 and life and health insurance exams within 180 days of start
• Ability to take initiative and function independently
• Excellent interpersonal and marketing skills
• Strong drive and dedication
• Demonstrated ability to develop and promote business; a track record of success; ability to make solid decisions in a fast-paced environment

Responsibilities

• Study for and obtain the Associate Financial Advisor program's required licensing
• Complete program assignments within timelines: RBC tools, policies, products, and services
• Report activities and results per program requirements with coaching from sales manager
• Become familiar with RBC Wealth Management and maintain regulatory compliance

Skills

Initiative

Independent work

Interpersonal skills

Marketing skills

Strong drive

Account Management

Decision Making

Financial Regulation

Group Problem Solving

Investment Risk Management

Education

Bachelor's degree or equivalent work experience

Series 7 license

Series 66 license

Life and Health Insurance exams

Job description

RBC Capital Markets, LLC in Houston seeks an Associate Financial Advisor to complete licensing and gain industry experience toward becoming a Financial Advisor. You will study for Series 7, 66 and life/health exams, and complete program assignments while learning RBC tools and policies.

You will report activities, receive coaching from the sales manager, and build knowledge of RBC Wealth Management, regulatory rules, and financial markets as you pursue a career helping clients achieve their