AML/Fraud & Ethics Principal Auditor (Hybrid)

Capital One Group; Plano (TX); Hybrid; USD 110,000 - 125,000; Full time

Job summary

Capital One’s Audit function seeks an experienced Principal Auditor for AML/Fraud and Ethics Audits. This hybrid role focuses on BSA/AML, Sanctions, and Fraud Compliance audits, contributing to the annual audit plan while maintaining high ethical standards and independence.

The role requires leading audits, performing risk assessments, and delivering timely, high-quality results. It emphasizes data analytics, strong relationships with partners, and continuous learning.

Qualifications

• Bachelor's Degree or military experience.
• At least 4 year of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination.
• Certified Fraud Examiner (CFE), CAMS, CRCM, CIA, or relevant certification.
• 5+ years of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination.
• 1+ years of experience performing data analysis in support of internal auditing.

Responsibilities

• Participate in major components of business units and lead BSA/AML, Sanctions, and Fraud audits.
• Perform risk assessments and testing based on risks and processes.
• Communicate issues, risks and recommendations to management at all levels.
• Operate independently and ensure work is completed to schedule and quality standards.
• Develop and maintain strong working relationships with key business partners and the extended Audit group.
• Leverage data analytics during planning and fieldwork phases of audit delivery.

Skills

Auditing experience

AML/Fraud knowledge

Analytical skills

Communication skills

Education

Bachelor's Degree or military experience

CFE, CAMS, CRCM, CIA or relevant certification

Job description

Capital One’s Audit function seeks an experienced Principal Auditor for AML/Fraud and Ethics Audits. This hybrid role focuses on BSA/AML, Sanctions, and Fraud Compliance audits, contributing to the annual audit plan while maintaining high ethical standards and independence.

The role requires leading audits, performing risk assessments, and delivering timely, high-quality results. It emphasizes data analytics, strong relationships with partners, and continuous learning.