Senior AML/Fraud & Ethics Auditor (Hybrid)

Capital One Group; Charlotte (NC); Hybrid; USD 110,000 - 125,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

Capital One is seeking an energetic Principal Auditor to join the AML/Fraud and Ethics Audit team in a hybrid work model. You will lead BSA/AML, Sanctions, and Fraud Compliance audits across business units, delivering high-quality assurance and actionable insights for the organization.

The ideal candidate has 4+ years in auditing (AML/fraud or sanctions) with a preference for 5+ years in banking; professional certifications such as CFE, CAMS, CIA are valued, with a focus on data analytics and

Qualifications

• Bachelor's Degree or military experience.
• At least 4 years of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination.

Responsibilities

• Participate in major BSA/AML, Sanctions, and Fraud Compliance audits and lead small to medium engagements.
• Develop and maintain strong relationships with key business partners and the Audit group.
• Leverage data analytics during planning and fieldwork to enhance audit quality.
• Follow up on audit actions to ensure timely remediation.
• Demonstrate commitment to ongoing learning and professional development.

Skills

Critical thinking

Analytical mindset

Communication

Leadership

Education

Bachelor's degree or military experience

Tools

Data analytics tools

Job description

Capital One is seeking an energetic Principal Auditor to join the AML/Fraud and Ethics Audit team in a hybrid work model. You will lead BSA/AML, Sanctions, and Fraud Compliance audits across business units, delivering high-quality assurance and actionable insights for the organization.

The ideal candidate has 4+ years in auditing (AML/fraud or sanctions) with a preference for 5+ years in banking; professional certifications such as CFE, CAMS, CIA are valued, with a focus on data analytics and