Advisory Compliance Specialist — Risk & Data Focus

Socket.dev; Pennsylvania; On-site; USD 70,000 - 100,000; Full time

Job summary

F.N.B. Corporation seeks a Compliance Specialist for Advisory Businesses to ensure adherence to regulatory requirements across Wealth, Private Banking and Insurance divisions. The role collaborates with compliance staff to identify, measure and monitor risk in advisory activities.

Key duties include documenting workflows, validating data integrity, supporting examinations, and implementing monitoring programs. BA/BS required with 3+ years in related roles.

Qualifications

• Bachelor's degree or higher with relevant coursework in compliance or finance.
• Strong documentation, analytical and reporting capabilities.
• Knowledge of wealth management, deposits, lending, and insurance regulatory requirements.
• Experience conducting assessments or related production activities.

Responsibilities

• Documents departmental workflows and identifies process improvements to reduce costs.
• Performs data integrity validation and reports findings to management.
• Maintains assessment methodology and supports examinations.
• Develops and implements monitoring processes and reports.
• Performs related duties and projects as assigned.

Skills

Project management

Communication

Customer service

General office equipment

Personal computer & software

MS Word

MS Excel

MS PowerPoint

Assessments experience

Wealth management regulatory knowledge

Education

BA or BS

Tools

MS Word

MS Excel

MS PowerPoint

Job description

F.N.B. Corporation seeks a Compliance Specialist for Advisory Businesses to ensure adherence to regulatory requirements across Wealth, Private Banking and Insurance divisions. The role collaborates with compliance staff to identify, measure and monitor risk in advisory activities.

Key duties include documenting workflows, validating data integrity, supporting examinations, and implementing monitoring programs. BA/BS required with 3+ years in related roles.