Compliance Specialist

Socket.dev; Pennsylvania; On-site; USD 70,000 - 100,000; Full time

Job summary

F.N.B. Corporation seeks a Compliance Specialist for Advisory Businesses to ensure adherence to regulatory requirements across Wealth, Private Banking and Insurance divisions. The role collaborates with compliance staff to identify, measure and monitor risk in advisory activities.

Key duties include documenting workflows, validating data integrity, supporting examinations, and implementing monitoring programs. BA/BS required with 3+ years in related roles.

Qualifications

• Bachelor's degree or higher with relevant coursework in compliance or finance.
• Strong documentation, analytical and reporting capabilities.
• Knowledge of wealth management, deposits, lending, and insurance regulatory requirements.
• Experience conducting assessments or related production activities.

Responsibilities

• Documents departmental workflows and identifies process improvements to reduce costs.
• Performs data integrity validation and reports findings to management.
• Maintains assessment methodology and supports examinations.
• Develops and implements monitoring processes and reports.
• Performs related duties and projects as assigned.

Skills

Project management

Communication

Customer service

General office equipment

Personal computer & software

MS Word

MS Excel

MS PowerPoint

Assessments experience

Wealth management regulatory knowledge

Education

BA or BS

Tools

MS Word

MS Excel

MS PowerPoint

Job description

Primary Office Location:

626 Washington Place. Pittsburgh, Pennsylvania. 15219.

Join our team. Make a difference - for us and for your future.

Position Title:Compliance Specialist - Advisory Businesses

Business Unit:Multiple

Reports to:Director of Compliance - Advisory Businesses

Position Overview:

This position is primarily responsible for ensuring Advisory (Wealth / Private Banking / Insurance) comply with regulatory requirements and applicable policies and procedures governing their business practices. The incumbent collaborates with other members of the compliance staff in the identification, measurement and monitoring of compliance risks within Advisory.

Primary Responsibilities:

• Documents departmental work flows and recommends solutions to improve quality and reduce costs, identifies problems, diagnoses causes and determines corrective actions.
• Performs ongoing data integrity validation and correction activities in high-risk areas, document findings and reports them to management in a timely manner.
• Documents and maintains assessment methodology and supports external and internal examinations as assigned.
• Develops and implements assessment processes and prepares periodic monitoring reports.
• Performs other related duties and projects as assigned.

All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing and monitoring the risk they encounter daily as required by F.N.B. Corporation’s risk management program. F.N.B. Corporation is committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines. Compliance with regulatory laws and company procedures is a required component of all position descriptions.

Minimum Level of Education Required to Perform the Primary Responsibilities of this Position:

BA or BS

Minimum # of Years of Job Related Experience Required to Perform the Primary Responsibilities of this Position:

3

Skills Required to Perform the Primary Responsibilities of this Position:

• Excellent project management skills
• Excellent communication skills, both written and verbal
• Excellent customer service skills
• Ability to use general office equipment
• Ability to use a personal computer and job-related software
• MS Word - Intermediate Level
• MS Excel - Intermediate Level
• MS PowerPoint - Intermediate Level
• Experience conducting assessments or comparable production experience
• Familiar with wealth management, deposit/lending and insurance activities including applicable regulatory requirements

Licensures/Certifications Required to Perform the Primary Responsibilities of this Position:

N/A

Physical Requirements or Work Conditions Beyond Traditional Office Work:

N/A

Equal Employment Opportunity (EEO):

It is the policy of F.N.B. Corporation (FNB) and its affiliates not to discriminate against any employee or applicant for employment because of age, race, color, religion, sex, national origin, disability, veteran status or any other category protected by law. It is also the policy of FNB and its affiliates to employ and advance in employment all persons regardless of their status as individuals with disabilities or veterans, and to base all employment decisions only on valid job requirements. FNB provides all applicants and employees a discrimination and harassment free workplace.

FNB will not provide sponsorship for employment-based visas for this position; only candidates who are legally authorized to work in the U.S. will be considered.