Compliance Risk Specialist – Advisory Services

First National Bank of Pennsylvania

Hermitage (Mercer County)

On-site

USD 70,000 - 100,000

Full time

7 days ago
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Job summary

First National Bank of Pennsylvania seeks a Compliance Specialist for Advisory Businesses to ensure regulatory alignment across wealth, private banking and insurance activities. The role partners with compliance to identify risks and apply controls in daily operations.

The position emphasizes documenting workflows, validating data integrity, and developing monitoring processes to support examinations and internal audits.

Qualifications

  • BA or BS degree required.
  • At least 3 years of related experience.
  • Experience in advisory wealth/private banking compliance is a plus.
  • Knowledge of wealth management, deposits, lending and insurance regulatory requirements.

Responsibilities

  • Document departmental workflows and propose solutions to improve quality and reduce costs.
  • Validate data integrity in high-risk areas and report findings to management.
  • Document and maintain assessment methodology and support examinations.
  • Develop and implement assessment processes and monitoring reports.
  • Perform other related duties and projects as assigned.
  • Act as risk manager within FNB's risk management program and ensure regulatory compliance.

Skills

Project management
Communication skills
Customer service
Personal computer proficiency
Regulatory knowledge
Wealth management knowledge

Education

BA or BS

Tools

MS Word
MS Excel
MS PowerPoint

Job description

First National Bank of Pennsylvania seeks a Compliance Specialist for Advisory Businesses to ensure regulatory alignment across wealth, private banking and insurance activities. The role partners with compliance to identify risks and apply controls in daily operations.

The position emphasizes documenting workflows, validating data integrity, and developing monitoring processes to support examinations and internal audits.

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