Advisory Compliance Specialist – Risk & Monitoring

First National Bank

Hermitage (Mercer County)

On-site

USD 65,000 - 90,000

Full time

12 days ago
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Job summary

First National Bank is seeking a Compliance Specialist for Advisory Businesses in Pittsburgh, PA. The role ensures Advisory activities comply with regulations and internal policies, collaborating with compliance teams to monitor risks across Wealth, Private Banking and Insurance segments.

The role requires a BA/BS and at least 3 years of related experience, with strong MS Office and communication skills. The team emphasizes risk management and adherence to regulatory standards in daily

Qualifications

  • BA or BS required.
  • 3 years of related experience.
  • Strong communication and project management skills.
  • Familiar with wealth management, deposit/lending and insurance activities including applicable regulatory requirements.

Responsibilities

  • Documents departmental workflows and recommends solutions to improve quality and reduce costs.
  • Performs ongoing data integrity validation and correction activities in high-risk areas.
  • Documents and maintains assessment methodology and supports external and internal examinations as assigned.
  • Develops and implements assessment processes and prepares periodic monitoring reports.
  • Performs other related duties and projects as assigned.

Skills

Project management
Communication skills
Customer service
Office equipment
General PC software
MS Word
MS Excel
MS PowerPoint
Assessments experience
Wealth management knowledge

Education

BA/BS degree

Tools

MS Word
MS Excel
MS PowerPoint
General office software
Wealth management knowledge

Job description

First National Bank is seeking a Compliance Specialist for Advisory Businesses in Pittsburgh, PA. The role ensures Advisory activities comply with regulations and internal policies, collaborating with compliance teams to monitor risks across Wealth, Private Banking and Insurance segments.

The role requires a BA/BS and at least 3 years of related experience, with strong MS Office and communication skills. The team emphasizes risk management and adherence to regulatory standards in daily

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