Advisory Compliance Specialist — Wealth & Banking

F.N.B. Corporation; Pittsburgh (Allegheny County); On-site; USD 60,000 - 85,000; Full time

Job summary

F.N.B. Corporation in Pittsburgh is seeking a Compliance Specialist for Advisory Businesses to ensure regulatory compliance across Wealth, Private Banking and Insurance lines.

You will collaborate with the compliance team to identify, measure and monitor risk within advisory Services and implement assessment processes. The role requires a BA/BS and at least 3 years of related experience, with strong project management, communication, and regulatory knowledge.

Qualifications

• BA or BS degree required.
• At least 3 years of job-related experience.
• Excellent project management skills.
• Excellent written and verbal communication skills.
• Excellent customer service skills.
• Ability to use general office equipment and a PC.
• MS Word – Intermediate level; MS Excel – Intermediate level; MS PowerPoint – Intermediate level.
• Experience conducting assessments or related production experience.
• Familiar with wealth management, deposit/lending and insurance regulatory requirements.

Responsibilities

• Documents departmental workflows and recommends solutions to improve quality and reduce costs, identifies problems, diagnoses causes and determines corrective actions.
• Performs ongoing data integrity validation and correction activities in high-risk areas, documents findings and reports them to management in a timely manner.
• Documents and maintains assessment methodology and supports external and internal examinations as assigned.
• Develops and implements assessment processes and prepares periodic monitoring reports.
• Performs other related duties and projects as assigned.
• All employees have responsibility to serve as risk managers by understanding, reporting, responding to, managing and monitoring risk per the risk management program.

Skills

Project management

Communication

Customer service

Office equipment

PC skills

MS Word

MS Excel

MS PowerPoint

Regulatory awareness

Wealth management familiarity

Education

BA or BS

Job description

F.N.B. Corporation in Pittsburgh is seeking a Compliance Specialist for Advisory Businesses to ensure regulatory compliance across Wealth, Private Banking and Insurance lines.

You will collaborate with the compliance team to identify, measure and monitor risk within advisory Services and implement assessment processes. The role requires a BA/BS and at least 3 years of related experience, with strong project management, communication, and regulatory knowledge.