Compliance Specialist

FNB Corporation

Pittsburgh, Northern (Allegheny County, KY)

Hybrid

USD 70,000 - 95,000

Full time

8 days ago
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Job summary

FNB Corporation seeks a Compliance Specialist for Advisory Businesses to ensure regulatory adherence across Wealth, Private Banking and Insurance activities. You will document workflows, validate data integrity and support risk management processes.

The role emphasizes collaboration with compliance colleagues to identify, measure and monitor risk, while preparing periodic monitoring reports and supporting examinations as needed.

Qualifications

  • BA or BS degree required.
  • Minimum of 3 years related experience in compliance/advisory settings.
  • Strong project management and communication skills are essential.

Responsibilities

  • Document workflows and recommend improvements to reduce cost and raise quality.
  • Perform data integrity validation and report findings to management.
  • Develop and implement assessment processes and monitoring reports.
  • Support risk management activities across advisory businesses.

Skills

Project management
Communication
Customer service
Office equipment
PC and software usage
Assessments experience

Education

BA or BS

Tools

MS Word
MS Excel
MS PowerPoint

Job description

**Position Title:** Compliance Specialist - Advisory Businesses**Business Unit:** Multiple**Reports to:** Director of Compliance - Advisory Businesses**Position Overview:**This position is primarily responsible for ensuring Advisory (Wealth / Private Banking / Insurance) comply with regulatory requirements and applicable policies and procedures governing their business practices. The incumbent collaborates with other members of the compliance staff in the identification, measurement and monitoring of compliance risks within Advisory.**Primary Responsibilities:**Documents departmental work flows and recommends solutions to improve quality and reduce costs, identifies problems, diagnoses causes and determines corrective actions.Performs ongoing data integrity validation and correction activities in high-risk areas, document findings and reports them to management in a timely manner.Documents and maintains assessment methodology and supports external and internal examinations as assigned.Develops and implements assessment processes and prepares periodic monitoring reports.Performs other related duties and projects as assigned.All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing and monitoring the risk they encounter daily as required by F.N.B. Corporation’s risk management program. F.N.B. Corporation is committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines. Compliance with regulatory laws and company procedures is a required component of all position descriptions.**Minimum Level of Education Required to Perform the Primary Responsibilities of this Position:**BA or BS**Minimum # of Years of Job Related Experience Required to Perform the Primary Responsibilities of this Position:**3**Skills Required to Perform the Primary Responsibilities of this Position:**Excellent project management skillsExcellent communication skills, both written and verbalExcellent customer service skillsAbility to use general office equipmentAbility to use a personal computer and job-related softwareMS Word - Intermediate LevelMS Excel - Intermediate LevelMS PowerPoint - Intermediate LevelExperience conducting assessments or comparable production experienceFamiliar with wealth management, deposit/lending and insurance activities including applicable regulatory requirements**Licensures/Certifications Required to Perform the Primary Responsibilities of this Position:**N/A**Physical Requirements or Work Conditions Beyond Traditional Office Work:**N/A
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