Advisory Compliance Specialist - Wealth & Banking

F.N.B. Corporation; Hermitage (Mercer County); On-site; USD 70,000 - 100,000; Full time

Job summary

F.N.B. Corporation is seeking a Compliance Specialist - Advisory Businesses to help ensure adherence to regulatory requirements across Wealth, Private Banking, and Insurance within Advisory.

The role collaborates with compliance staff to monitor risk and improve processes. Responsibilities include documenting workflows, validating data integrity, developing assessment processes, and preparing monitoring reports.

Qualifications

• BA or BS degree required.
• Minimum 3 years of related experience.
• Strong project management and communication skills.
• Familiar with wealth management and regulatory requirements.
• Ability to use general office equipment and MS Office.

Responsibilities

• Documents departmental workflows and recommends improvements to quality and costs.
• Performs ongoing data integrity validation in high-risk areas and reports findings.
• Documents and maintains assessment methodology and supports examinations.
• Develops and implements assessment processes and periodic monitoring reports.
• Performs other related duties and projects as assigned.
• All employees serve as risk managers per the risk management program.

Skills

Project management

Communication skills

Customer service

Office equipment usage

PC proficiency

Wealth management familiarity

Regulatory knowledge

Education

BA/BS degree

Tools

MS Word

MS Excel

MS PowerPoint

Job description

F.N.B. Corporation is seeking a Compliance Specialist - Advisory Businesses to help ensure adherence to regulatory requirements across Wealth, Private Banking, and Insurance within Advisory.

The role collaborates with compliance staff to monitor risk and improve processes. Responsibilities include documenting workflows, validating data integrity, developing assessment processes, and preparing monitoring reports.