Advisory Compliance Specialist: Risk & Quality

First National Investment Services Company L L C; United States; On-site; USD 70,000 - 100,000; Full time

Job summary

F.N.B. Corporation (FNB) is seeking a Compliance Specialist for Advisory Businesses to ensure regulatory compliance across Wealth, Private Banking and Insurance activities.

The role collaborates with compliance staff to identify, measure and monitor compliance risks within Advisory. The candidate will document workflows, validate data integrity, maintain assessment methodologies and support external/internal examinations.

Qualifications

• BA or BS degree required.
• 3 years of related experience required.
• Knowledge of regulatory requirements in wealth management, deposits/lending and insurance.

Responsibilities

• Document workflows and suggest process improvements.
• Validate data integrity and report findings to management.
• Document assessment methodologies for audits and examinations.
• Develop and implement assessment processes and provide periodic monitoring reports.
• Perform related duties as assigned.
• Act as risk manager within compliance program.

Skills

Project management

Communication (written)

Communication (verbal)

Customer service

PC skills

MS Word

MS Excel

MS PowerPoint

Data integrity

Regulatory awareness

Education

BA or BS

Tools

MS Word

MS Excel

MS PowerPoint

Job description

F.N.B. Corporation (FNB) is seeking a Compliance Specialist for Advisory Businesses to ensure regulatory compliance across Wealth, Private Banking and Insurance activities.

The role collaborates with compliance staff to identify, measure and monitor compliance risks within Advisory. The candidate will document workflows, validate data integrity, maintain assessment methodologies and support external/internal examinations.