Deputy Group Head, Compliance

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD.; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A leading financial services firm in Singapore seeks a Compliance Manager to assist with compliance management tasks and regulatory improvements. Candidates should have at least 5 years of experience and be familiar with securities regulations in China and Singapore. Strong cross-cultural communication skills are required.

Qualifications

• At least a university degree.
• Must have 5+ years of experience in compliance management.
• Familiar with the compliance management work of securities companies.
• Familiar with securities business regulations in China and Singapore.
• Possesses cross-cultural communication skills and can coordinate relationships among employees from diverse cultural backgrounds.

Responsibilities

• Assist and guide Galaxy Overseas in compliance management.
• Improve information firewall and conflict of interest management.
• Manage anti-money laundering efforts.
• Facilitate communication between parent company and compliance department.
• Implement compliance consulting and research tasks.
• Complete tasks assigned by Compliance Supervisor.
• Complete other tasks assigned by the parent company and leaders.

Skills

Cross-cultural communication

Compliance management

Knowledge of regulations in China and Singapore

Education

University degree

Job description

About the company

CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.

CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research, Shariah-compliant financing, fixed income, currency and commodities, structured products and prime brokerage services in over 15 countries and regions.

Along with its parent organisation China Galaxy Securities, a leading securities house in China, CGS International is trusted by more than 15 million customers globally.

Job Responsibilities

1. Responsible for assisting and guiding Galaxy Overseas in implementing the various work requirements in the parent company's compliance management plan.
2. Responsible for assisting the parent company in improving the group's information firewall and conflict of interest management mechanisms.
3. Responsible for assisting the parent company in the vertical management of anti-money laundering at Galaxy Overseas.
4. Responsible for communication and coordination between the parent company and Galaxy Overseas' compliance department.
5. Responsible for implementing other vertical management-related work of the parent company, including compliance consulting, research, etc.
6. Responsible for assisting in completing the relevant tasks assigned by Galaxy Overseas Compliance Supervisor.
7. Complete other tasks assigned by the parent company, Galaxy Overseas, and leaders.

Job Requirements

1. At least a university degree
2. Must have 5+ years of experience in compliance management.
3. Familiar with the compliance management work of securities companies.
4. Familiar with securities business regulations in China and Singapore.
5. Possesses cross-cultural communication skills and can coordinate relationships among employees from diverse cultural backgrounds.