Compliance & Risk Manager, Asset & Fund Management

Principle Partners Pte Ltd; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

Principle Partners Pte Ltd in Singapore seeks a regulatory, risk and compliance advisor to support fund management and asset management clients. The role involves conducting reviews, identifying gaps and recommending improvements to strengthen controls and governance.

You will translate complex rules into practical policies, oversee AML/KYC reviews, and prepare audit findings and risk assessments while managing relationships with clients and senior stakeholders for timely regulatory updates.

Responsibilities

• Provide regulatory, risk and compliance advice to fund management and asset management clients.
• Conduct compliance reviews, internal audits and controls assessments, identifying gaps, risks and areas for improvement.
• Perform business process and control reviews, including walkthroughs, control testing and assessment of design and operating effectiveness.
• Provide outsourced compliance support, including regulatory reporting, compliance monitoring, regulatory change implementation and AML/KYC reviews.
• Assist clients in developing and strengthening risk management and compliance frameworks.
• Translate regulatory requirements and industry developments into practical policies, processes and controls.
• Prepare clear audit findings, risk assessments and recommendations for remediation.
• Manage client and senior stakeholder relationships, including communicating project scope, findings, regulatory updates and recommendations.

Job description

Principle Partners Pte Ltd in Singapore seeks a regulatory, risk and compliance advisor to support fund management and asset management clients. The role involves conducting reviews, identifying gaps and recommending improvements to strengthen controls and governance.

You will translate complex rules into practical policies, oversee AML/KYC reviews, and prepare audit findings and risk assessments while managing relationships with clients and senior stakeholders for timely regulatory updates.