Compliance Officer, Asset Management

Randstad Singapore (for a Capital Markets Services licensed Asset Manager); Singapore; On-site; SGD 90,000 - 150,000; Full time

Job summary

Randstad Singapore, recruiting on behalf of a Capital Markets Services licensed Asset Manager, seeks a Compliance Officer with deep Singapore fund management regulatory expertise to uphold frameworks, monitor audits, and liaise with statutory bodies.

The role requires a Bachelor’s degree and at least 6 years in fund management compliance, with fluency in SFA, FAA, AML/CFT, and the ability to work independently in a structured, institutional environment.

Qualifications

• Bachelor’s Degree from a reputable institution.
• Minimum of 6 years of specialized compliance experience within the fund management industry.
• In-depth knowledge of the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and AML/CFT requirements.

Responsibilities

• Oversee regulatory frameworks aligned with MAS guidelines.
• Manage regulatory interactions, including submissions, audits, and communications with statutory bodies.
• Monitor investment and trade activities for adherence to mandates and internal policies.
• Execute portfolio compliance reviews for various fund structures and managed accounts.
• Champion ethical standards and compliance awareness across business units.

Skills

SFA knowledge

FAA knowledge

AML/CFT

Education

Bachelor’s Degree

Tools

SFA/FAA/AML/CFT knowledge

Job description

Compliance Officer, Asset Management

Randstad Singapore (for a Capital Markets Services licensed Asset Manager)

Bachelor’s Degree from a reputable institution; Minimum of 6 years of specialized experience in compliance within the fund management industry; Deep technical knowledge of Singapore's regulatory landscape (SFA, FAA, AML/CFT).

Contextual Overview

Randstad Singapore is recruiting a Compliance Officer on behalf of a Capital Markets Services licensed Asset Manager. This role focuses on maintaining a robust regulatory framework, managing statutory audits, and ensuring adherence to Singapore's financial regulations within the fund management sector.

Key Eligibility Criteria

• Education: Bachelor’s Degree from a reputable institution.
• Experience: Minimum of 6 years of specialized compliance experience within the fund management industry.
• Technical Skills: In-depth knowledge of the Securities and Futures Act (SFA), Financial Advisers Act (FAA), and AML/CFT requirements.
• Competencies: Proven ability to work independently in an institutional environment.

Responsibilities & Scope of Work

• Oversee and implement regulatory frameworks aligned with MAS guidelines.
• Manage regulatory interactions, including submissions, audits, and communications with statutory bodies.
• Monitor investment and trade activities for adherence to mandates and internal policies.
• Execute portfolio compliance reviews for various fund structures and managed accounts.
• Champion ethical standards and compliance awareness across business units.

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