Compliance Manager

larson maddox; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Compliance - Global Investment Management Firm in Singapore seeks a Compliance Manager to support the regional framework, provide regulatory guidance to business stakeholders, and ensure adherence to MAS rules and internal policies across APAC.

The role covers advisory, monitoring, review of materials, regulatory filings, policy enhancement, AML/CFT, sanctions, conflicts of interest and training to foster a strong compliance culture.

Qualifications

• 5-10 years of compliance experience in asset/investment management or financial services.
• Exposure to fund management, ETFs or institutional products is preferred.
• Strong understanding of MAS regulations and Singapore requirements.
• Experience in advisory, monitoring and regulatory compliance.
• Knowledge of AML/CFT and financial crime frameworks.

Responsibilities

• Provide day-to-day compliance advisory support to business and investment teams.
• Conduct compliance monitoring, testing and surveillance activities.
• Review marketing materials and client communications.
• Support regulatory filings and interactions with regulators.
• Assist with policy, procedures and controls enhancements.
• Support AML/CFT, sanctions and conduct risk programmes.
• Deliver compliance training and promote a culture of compliance.

Skills

Compliance advisory

Monitoring & testing

Regulatory knowledge

AML/CFT

MAS regulations

Job description

Compliance - Global Investment Management Firm

My client is a global investment management firm is seeking a Compliance Manager to join its Singapore office. The role will support the regional compliance framework, provide regulatory guidance to business stakeholders, and help ensure adherence to applicable regulatory requirements and internal policies across APAC.

Responsibilities for this Compliance - Global Investment Management role

• Provide day-to-day compliance advisory support to business and investment teams.
• Conduct compliance monitoring, testing and surveillance activities.
• Review marketing materials, client communications and distribution activities.
• Support regulatory filings, reporting and interactions with regulators.
• Assist with the enhancement of compliance policies, procedures and controls.
• Support AML/CFT, sanctions, conflicts of interest and conduct risk programmes.
• Deliver compliance training and promote a strong culture of compliance.

Requirements for this Compliance - Global Investment Management role

• 5-10 years of compliance experience within asset management, investment management, private banking or broader financial services.
• Exposure to fund management, ETFs, mutual funds or institutional investment products is preferred
• Strong understanding of MAS regulations and Singapore regulatory requirements.
• Experience in compliance advisory, monitoring and regulatory compliance.
• Knowledge of AML/CFT and financial crime compliance frameworks.