Senior Compliance Leader – Asset & Fund Management

Phillip Capital Inc.; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Phillip Securities Pte Ltd seeks an experienced Compliance officer to oversee regulatory compliance for asset and fund management in Singapore. You will advise on development, implementation, and monitoring of the firm's compliance framework across APAC markets.

You must have at least 5 years in asset/fund management, deep MAS knowledge (SFA, FAA, VCC, AML/CFT), and the ability to train staff, support audits, and liaise with regulators. ICA certificate or compliance diploma is an advantage.

Qualifications

• Bachelor’s degree in Accountancy, Finance, Business or related field.
• At least 5 years of experience in the asset and fund management industry.
• Knowledge of the Singapore regulatory framework (SFA, FAA, VCC, AML/CFT, MAS Notices and Guidelines, Code on Collective Investment Schemes).

Responsibilities

• Review and monitor fund management activities for regulatory compliance.
• Maintain and update compliance policies reflecting MAS requirements.
• Conduct internal compliance monitoring across front-, middle-, and back-office.
• Support regulatory filings, reports, and surveys as required.
• Provide compliance advisory to portfolio managers and product teams on fund launches and cross-border marketing.
• Deliver regular compliance training and regulatory updates.
• Liaise with external auditors, legal counsel, and regulators during inspections.
• Track regulatory developments and implement changes across the business.

Skills

Regulatory compliance

Stakeholder advisory

Regulatory reporting

Training delivery

Internal controls

Education

Bachelor’s degree in Accountancy, Finance, Business

Tools

RPA

UiPath

Tableau

Job description

Phillip Securities Pte Ltd seeks an experienced Compliance officer to oversee regulatory compliance for asset and fund management in Singapore. You will advise on development, implementation, and monitoring of the firm's compliance framework across APAC markets.

You must have at least 5 years in asset/fund management, deep MAS knowledge (SFA, FAA, VCC, AML/CFT), and the ability to train staff, support audits, and liaise with regulators. ICA certificate or compliance diploma is an advantage.