Strategic Compliance Lead - Regulatory & Privacy

Dempsey Resource Management; Makati; On-site; PHP 507,780 - 608,220; Full time

Job summary

Dempsey Resource Management is seeking a compliance specialist to oversee adherence to non-bank financial institutions regulations in Makati. The role involves developing compliance policies, serving as a point of contact for regulatory bodies, conducting audits, and maintaining compliance documentation. The preferred candidate will ensure that all business practices comply with BSP, SEC, AMLC, and NPC standards. The position offers a competitive salary of 50K PHP for a Monday to Friday schedule, 9 a.m. to 5 p.m.

Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions.
• Help craft and propose compliance policies and procedures.
• Develop and implement a compliance program to ensure regulatory adherence.
• Be the primary point person for regulatory examinations and findings.
• Design compliance metrics and establish a tracking system.
• Sign off on marketing materials to ensure regulatory compliance.
• Perform compliance audits and suggest improvements.
• Maintain up-to-date documentation and policies.
• Create compliance resources for staff references.
• Perform other tasks as assigned by Management.

Job description

Dempsey Resource Management is seeking a compliance specialist to oversee adherence to non-bank financial institutions regulations in Makati. The role involves developing compliance policies, serving as a point of contact for regulatory bodies, conducting audits, and maintaining compliance documentation. The preferred candidate will ensure that all business practices comply with BSP, SEC, AMLC, and NPC standards. The position offers a competitive salary of 50K PHP for a Monday to Friday schedule, 9 a.m. to 5 p.m.