Strategic Compliance Leader & Regulatory Risk Expert

Dempsey Resource Management; Makati; On-site; PHP 1,800,000 - 2,600,000; Full time

Job summary

Dempsey Resource Management in Makati, Philippines seeks an experienced Chief Compliance Officer to lead the company’s compliance program and ensure adherence to BSP, SEC, AMLC and NPC regulations. You will craft policies, supervise risk controls, and act as the primary liaison with regulators.

The ideal candidate holds a relevant degree, preferably has CCEP, and demonstrates strong leadership, integrity, and the ability to work under pressure.

Qualifications

• Bachelor's degree in law, finance, business administration, or related field.
• CCEP certification is a plus.
• Proven experience as Chief Compliance Officer or similar role.
• Knowledge of industry standards and regulations.
• Excellent reporting and record-keeping.
• Strong business acumen and integrity.
• Methodical and diligent with planning abilities.
• Analytical mind for complex procedures.
• Excellent communication skills.
• Experience in risk management.
• Understanding of corporate law.
• Familiarity with industry practices.
• Proven track record of compliance programs management.
• Ability to handle confidential information.
• Strong leadership and organizational skills.
• Ability to work under pressure and meet deadlines.
• Proficiency in MS Office and compliance software.
• High ethical standards.
• Ability to work independently and as a team.

Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policies related to the organization's business activities
• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

Skills

Communication skills

Leadership

Teamwork

Analytical thinking

Risk management

Integrity

Discretion

Planning

MS Office

Regulatory understanding

Education

Bachelor's degree in law/finance/business

CCEP certification (plus)

Tools

MS Office

Compliance management software

Job description

Dempsey Resource Management in Makati, Philippines seeks an experienced Chief Compliance Officer to lead the company’s compliance program and ensure adherence to BSP, SEC, AMLC and NPC regulations. You will craft policies, supervise risk controls, and act as the primary liaison with regulators.

The ideal candidate holds a relevant degree, preferably has CCEP, and demonstrates strong leadership, integrity, and the ability to work under pressure.