Fintech Legal Supervisor: SEC & AMLC Compliance Lead

Dempsey Resource Management Inc.; Mandaluyong; On-site; PHP 1,004,000 - 1,395,000; Full time

Benefits offered by this job

13th Month Pay

Pag-Ibig Fund

SSS/GSIS

Job summary

Dempsey Resource Management Inc. in Mandaluyong is seeking a Legal Supervisor with 4+ years of post-bar legal experience to oversee regulatory compliance and corporate governance in a fast-paced fintech setting.

You will be the primary liaison with SEC and AMLC, draft and review loan agreements and compliance policies, and coordinate with external law firms to ensure timely regulatory submissions. This on-site role offers competitive compensation and career growth.

Qualifications

• JD (Philippine law) and active Bar status.
• 4–6 years post-bar legal experience, including at least 2 years in qualified Philippine OLP institutions.
• Fintech/lending industry experience is mandatory.

Responsibilities

• Act as the primary contact for SEC and AMLC, managing daily regulatory communications and coordination.
• Oversee full SEC compliance, including lending permit applications and amendments, annual regulatory reports and mandatory disclosures.
• Manage AMLC compliance work, covering CTR/STR submissions and official inquiry/audit responses.

Skills

Regulatory compliance

SEC liaison

AML/CFT

Legal drafting

Cross-department coordination

Education

Juris Doctor (JD)

Job description

Dempsey Resource Management Inc. in Mandaluyong is seeking a Legal Supervisor with 4+ years of post-bar legal experience to oversee regulatory compliance and corporate governance in a fast-paced fintech setting.

You will be the primary liaison with SEC and AMLC, draft and review loan agreements and compliance policies, and coordinate with external law firms to ensure timely regulatory submissions. This on-site role offers competitive compensation and career growth.