Senior Compliance Officer — Policy, Audits & Risk

Dempsey Resource Management Inc.; Makati; On-site; PHP 508,000 - 608,000; Full time

Benefits offered by this job

Performance Bonus

Job summary

Dempsey Resource Management Inc. in Makati is seeking a Compliance Officer to join our government-regulated operations. The role requires 2–5 years in compliance, audit, risk management or regulatory affairs, with a Bachelor's degree in a related field.

On-site work, Philippines location, salary Php50,000 with performance bonus expectations. You will develop policies, monitor regulatory changes, and liaise with authorities such as SEC, AMLC and NPC.

Qualifications

• Bachelor's degree in a related field
• 2–5 years of compliance, audit, risk management or regulatory affairs experience
• Knowledge of laws and regulatory requirements relevant to the industry
• Experience monitoring and ensuring regulatory compliance

Responsibilities

• Be abreast of regulations on non-bank financial institutions, AMLC and NPC
• Develop and implement a compliance program to meet BSP, SEC, AMLC and NPC regulations
• Serve as primary contact with regulatory examinations and findings
• Design compliance metrics and tracking systems
• Sign off on marketing collateral and product development for regulatory compliance
• Perform compliance audits and identify improvement areas
• Maintain up-to-date written documentation and policies
• Create staff resources for reference and guidance
• Other duties assigned by Management

Skills

Regulatory compliance

Audit

Risk management

Corporate governance

Data privacy

Education

Bachelor's degree in Business Administration, Finance, Accounting, Legal Management, or related field

Job description

Dempsey Resource Management Inc. in Makati is seeking a Compliance Officer to join our government-regulated operations. The role requires 2–5 years in compliance, audit, risk management or regulatory affairs, with a Bachelor's degree in a related field.

On-site work, Philippines location, salary Php50,000 with performance bonus expectations. You will develop policies, monitor regulatory changes, and liaise with authorities such as SEC, AMLC and NPC.