Regulatory Risk & Compliance Specialist

EBM Talent Bucket Inc.; Makati; On-site; PHP 446,400 - 669,600; Full time

Benefits offered by this job

Health insurance (HMO)

Retirement plan

Incentives for employee recognition

Job summary

A financial services company in Makati is seeking an experienced professional for a regulatory compliance position. Candidates should have a bachelor's degree in finance or a related field, with at least 3 years of experience in financial institutions. The role involves ensuring compliance with regulations, managing operational risks, and supporting management through risk reporting. Strong analytical skills and the ability to work under pressure are essential. The company highlights employee recognition and wellness programs.

Qualifications

• Minimum of 3 years of experience in a brokerage firm, investment company, or financial institution.
• Experience in online trading operations highly preferred.
• Familiarity with compliance reporting and regulatory frameworks.

Responsibilities

• Ensure compliance with SRC, SEC regulations, AMLA, KYC, and Data Privacy laws.
• Identify trading and system vulnerabilities and recommend improvements.
• Prepare regulatory reports and coordinate audits and inspections.

Skills

Strong analytical skills

Regulatory compliance knowledge

Cross-functional coordination skills

Ability to work under pressure

Education

Bachelor's degree in Finance, Economics, Accounting, Risk Management or related

Master’s degree in a related field

Job description

A financial services company in Makati is seeking an experienced professional for a regulatory compliance position. Candidates should have a bachelor's degree in finance or a related field, with at least 3 years of experience in financial institutions. The role involves ensuring compliance with regulations, managing operational risks, and supporting management through risk reporting. Strong analytical skills and the ability to work under pressure are essential. The company highlights employee recognition and wellness programs.