Chief Compliance & Risk Strategy Lead

Dempsey Resource Management; Makati; On-site; PHP 2,000,000 - 3,500,000; Full time

Job summary

Dempsey Resource Management in Metro Manila seeks a seasoned Chief Compliance Officer to safeguard corporate integrity and ensure regulatory adherence across BSP, SEC, AMLC and NPC frameworks.

You will design and lead the compliance program, manage audits, develop policies, mentor staff, and act as the primary liaison with regulatory bodies while maintaining strict confidentiality and high ethical standards.

Qualifications

• Bachelor-level degree in law, finance, business administration, or related field.
• CCEP certification is a plus.
• Proven experience as a Chief Compliance Officer or in a similar role.

Responsibilities

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
• Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
• Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
• Help maintain up to date written documentation and policies related to the organization's business activities
• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.

Skills

Regulatory compliance

Leadership

Communication

Analytical thinking

Risk management

Data privacy

MS Office

Education

BSc/BA in law, finance, business administration, or related field

Certified Compliance & Ethics Professional (CCEP)

Tools

Compliance software

MS Office

Job description

Dempsey Resource Management in Metro Manila seeks a seasoned Chief Compliance Officer to safeguard corporate integrity and ensure regulatory adherence across BSP, SEC, AMLC and NPC frameworks.

You will design and lead the compliance program, manage audits, develop policies, mentor staff, and act as the primary liaison with regulatory bodies while maintaining strict confidentiality and high ethical standards.