Fintech Regulatory Compliance Lead (SEC & AMLC)

Dempsey Resource Management; Quezon City; On-site; PHP 1,004,000 - 1,395,000; Full time

Benefits offered by this job

Regulatory compliance allowance

Career growth opportunities

Fintech work environment

Job summary

Dempsey Resource Management in Manila, Philippines is seeking a qualified in-house legal/compliance professional with a Juris Doctor and active Bar status to lead SEC and AMLC regulatory relations for a fast-paced fintech/lending environment.

The ideal candidate has 4–6 years post-bar experience, strong cross‑department coordination, English proficiency, and familiarity with RA 9474 and related circulars. Salary ₱90,000–₱125,000 monthly, Monday–Friday.

Qualifications

• Juris Doctor (JD) from a recognized Philippine law school.
• Active Bar passer and IBP member.
• 4-6 years post-bar legal experience, including at least 2 years in qualified Philippine OLP institutions; fintech/lending experience mandatory.
• Independent liaison experience with SEC and AMLC.
• Solid knowledge of RA 9474 and AMLC regs; SEC memoranda.
• Familiar with external law firms and cross-institutional projects.
• Proficient in written/spoken English; Filipino a plus.
• Strong risk awareness and cross-department coordination.

Skills

Active Bar passer

IBP member

Regulatory liaison

English proficiency

Cross-department coordination

Fintech/Lending experience

Independent judgment

Education

Juris Doctor (JD)

Tools

Knowledge of RA 9474

SEC AMLC regulations

SEC/AMLC memoranda

Job description

Dempsey Resource Management in Manila, Philippines is seeking a qualified in-house legal/compliance professional with a Juris Doctor and active Bar status to lead SEC and AMLC regulatory relations for a fast-paced fintech/lending environment.

The ideal candidate has 4–6 years post-bar experience, strong cross‑department coordination, English proficiency, and familiarity with RA 9474 and related circulars. Salary ₱90,000–₱125,000 monthly, Monday–Friday.