AML KYC Quality Control Senior Associate

PwC South East Asia Consulting; Makati; On-site; PHP 600,000 - 1,100,000; Full time

Job summary

PwC South East Asia Consulting is seeking a Senior Associate to serve as a KYC Signatory, ensuring all reviewed KYC profiles meet client AML/KYC standards. You will perform quality reviews, document findings, and coordinate with global teams to uphold regulatory compliance.

The role involves coaching analysts, addressing quality and system issues, and achieving defined production and quality targets within a risk and compliance framework.

Qualifications

• KYC profiles must meet AML and KYC client requirements.
• Perform quality reviews and document results.
• Coordinate with teams globally to fulfill KYC requirements.

Responsibilities

• Perform quality reviews on KYC profiles based on AML policies and client KYC procedures.
• Identify and document the results of the quality reviews and proposed remedial actions.
• Participate in team discussions to provide feedback and recommendations to improve quality performance of analysts.
• Report/escalate any quality, production and system-related issues.
• Reach the quality target and production target.
• Provide clear feedback to analysts and coaching as needed.
• Identify common errors encountered to assist training needs of analysts.
• Discuss recently released guidance or changes in common approach during team huddles.
• Work extensively with various teams across global locations to fulfill a KYC requirement.
• Liaise with the project's SME, if needed.

Skills

Customer Due Diligence

Enhanced Due Diligence

KYC Compliance

Quality Control

Education

Bachelor Degree

Job description

Job Description:

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Fraud, Investigations & Regulatory Enforcement (FIRE)

Management Level

Senior Associate

Job Description & Summary

At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

In regulatory risk compliance at PwC, you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.

Job Description & Summary

At PwC South East Asia Consulting, we help businesses to work smarter and grow faster. We partner with our clients to build effective organisations, innovate and grow, reduce costs, manage risk and regulation and, leverage talent. Our aim is to support businesses in designing, managing and executing lasting beneficial change.

PwC’s South East Asia Consulting practice provides a comprehensive range of professional services and experience to deliver large scale, cross territory transformation projects, wherever our clients need us to be – from strategy through to execution.

A KYC Signatory is primarily responsible for ensuring that all reviewed and approved KYC profiles meet the Quality standards set by the client while also maintaining the service level agreement. This role includes:

• Perform quality reviews on KYC profiles based on the Anti-Money Laundering (AML) policies and internal Know-Your-Customer (KYC) procedures of the client.
• Identify and document the results of the quality reviews and proposed remedial actions.
• Participate in team discussions to provide feedback and recommendations in order to improve quality performance of the analysts on a regular basis.
• Report/escalate any quality, production and system-related issues.
• Reach the quality target and production target.
• Provide clear feedback to analysts and coaching as needed.
• Identify common errors encountered to assist training needs of analysts.
• Discuss recently released guidance or changes in common approach during team huddles.
• Work extensively with various teams across global locations to fulfill an entity’s KYC requirements as mandated by compliance and regulatory standards.
• Liaise with the project's SME, if needed.

#PwCSEACPH

Education

(if blank, degree and/or field of study not specified) Degrees/Field of Study required: Bachelor Degree

Degrees/Field of Study preferred:

Certifications

(if blank, certifications not specified)

Required Skills

Customer Due Diligence (CDD), Enhanced Due Diligence, KYC Compliance, Quality Control (QC)

Optional Skills

Accepting Feedback, Accepting Feedback, Active Listening, Analytical Thinking, Anti-Bribery, Anti-Money Laundering Compliance, Business Ethics, Code of Ethics, Communication, Compliance and Governance, Compliance and Standards, Compliance Auditing, Compliance Frameworks, Compliance Program Implementation, Compliance Reporting, Compliance Review, Compliance Risk Assessment, Compliance Training, Controls Compliance, Creativity, Cybersecurity Risk Management, Data Analysis and Interpretation, Data Protection Management (DPM), Disability Support, Embracing Change {+ 30 more}

Desired Languages

(If blank, desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

No

Government Clearance Required?

Yes