Regulatory Finance Adviser - Protect NZ Markets

Financial Markets Authority – Te Mana Tātai Hokohoko; Auckland; Presencial; NZD 95.000 - 105.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

KiwiSaver 4%

Health & life insurance

Paid leave over Christmas period

Holiday swap option

Learning and development programs

Descripción de la vacante

Financial Markets Authority – Te Mana Tātai Hokohoko in New Zealand is seeking an Adviser to join our Financial Advice team, contributing to the supervision and monitoring of a broad range of Financial Advice Providers, from sole advisers to banks, insurers and investment management providers.

Working within a collaborative team, you’ll help identify risks and harms, support good conduct across the financial advice sector, and engage with regulated entities, conducting monitoring reviews and

Formación

• Experience within financial services or regulation.
• Understanding of how organisations such as banks, insurers or other financial services providers operate.
• Clear and confident communicator who enjoys building relationships and engaging with a range of people.
• Curious, adaptable and collaborative, with a willingness to ask questions and continue learning.

Responsabilidades

• Conducting strategic conduct supervision using FMA's risk-based, outcomes-focused framework.
• Engaging with market participants under our Entity-Based Monitoring principles.
• Reviewing compliance with financial markets legislation and working with internal teams.
• Identifying risks and harms, and applying appropriate regulatory tools to address them.
• Supporting continuous improvement of our monitoring and regulatory practices.

Descripción del empleo

Financial Markets Authority – Te Mana Tātai Hokohoko in New Zealand is seeking an Adviser to join our Financial Advice team, contributing to the supervision and monitoring of a broad range of Financial Advice Providers, from sole advisers to banks, insurers and investment management providers.

Working within a collaborative team, you’ll help identify risks and harms, support good conduct across the financial advice sector, and engage with regulated entities, conducting monitoring reviews and