Adviser, Financial Advice

Financial Markets Authority (FMA); Auckland; Presencial; NZD 95.000 - 105.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

4% KiwiSaver employer contribution

Health and life insurance cover

Paid leave over the Christmas period

Holiday swap for personal significance

Exceptional learning and development

Leadership programmes

Descripción de la vacante

Financial Markets Authority (FMA) seeks an Adviser to join the Financial Advice team in Auckland. You will supervise and monitor a broad range of Financial Advice Providers, from sole advisers to large banks, insurers and investment managers, identifying risks and promoting fair outcomes.

You will engage with regulated entities, assess misconduct, and contribute to industry engagements and workshops, with a focus on building trust in New Zealand’s financial markets.

Responsabilidades

• Conduct strategic conduct supervision using FMA's risk-based, outcomes-focused framework
• Engage with market participants under our Entity-Based Monitoring principles
• Review compliance with financial markets legislation and collaborate with internal teams
• Identify risks and harms and apply regulatory tools to address them
• Support continuous improvement of monitoring and regulatory practices
• Engage with regulated entities, conduct monitoring reviews and respond to issues or misconduct

Descripción del empleo

$95,000 - $105,000 + 4% KS and additional benefits

A great place to work. With great work to do.

Ours is a meaningful and impactfulrole,as a kaitiaki(caretaker)of the financial services in Aotearoa. Weoversee a market that does right by everyone, ensuring better outcomes for all New Zealanders. Our role as a kaitiaki isbrought to lifeby our values; Look to theHorizon, Help theTeamWork, Make theCalls and OpenHearts, OpenMinds.

We are looking for an Adviser to join our Financial Advice team, where you'll contribute to the supervision and monitoring of a broad range of Financial Advice Providers, from sole advisers through to large banks, insurers and investment management providers.

Working within a collaborative team, you'll help identify and respond to risks and harms, support good conduct across the financial advice sector, and contribute to better outcomes for New Zealanders.

A day in the life will see you engaging with regulated entities, conducting monitoring reviews, assessing potential issues or misconduct, and contributing to industry engagements and workshops.

Your mahi will include:

• Conducting strategic conduct supervision using FMA's risk-based, outcomes-focused framework
• Engaging with market participants under our Entity-Based Monitoring principles
• Reviewing compliance with financial markets legislation and working with internal teams
• Identifying risks and harms, and applying appropriate regulatory tools to address them
• Supporting continuous improvement of our monitoring and regulatory practices

We're looking for someone who is curious, adaptable and a strong critical thinker. You'll know when to dig into the detail, but equally be able to step back, see the bigger picture and move things forward.

Ideally, you'll bring some experience within financial services or regulation, and an understanding of how organisations such as banks, insurers or other financial services providers operate. Just as importantly, you'll understand the purpose of the FMA and the role we play in building trust and confidence in New Zealand’s financial markets.

You'll also be:

• A clear and confident communicator who enjoys building relationships and engaging with a range of people
• Comfortable engaging directly with entities, as well as presenting or speaking at industry engagements
• Able to learn quickly and adapt as priorities change
• Collaborative, curious and willing to ask questions, share ideas and continue learning

We offer a comprehensive range of benefits, including:

• 4% KiwiSaver employer contribution
• Health and life insurance cover
• Paid leave over the Christmas period
• The ability to swap public holidays for days that hold personal significance
• Exceptional learning and development opportunities, including technical training and leadership programmes

At the FMA,we'recommitted to a diverse and inclusive workplace where everyone feels valued, respected, and empowered to bring their authentic selves to work. We also offer a range of wellness and social activities to support both personal and professional wellbeing and help our people genuinely connect with one another.

The appointing salary range for this role is $95,000 - $105,000 per annum plus 4% KiwiSaver and the benefits outlined above. Final offers are based on experience, skills and internal equity. Pay equity and parity are important to us at the FMA, and we are committed to fairness and transparency throughout every stage of recruitment.

Applications close Wednesday 11 November 2026 at 5pm.

If you require additional support with your application, please let us know so you are best placed to complete this with ease.

We lead better, fairer outcomes for investors, customers and New Zealanders. Our innovative people drive the evolution of the financial sector, influencing the industry and effecting positive change.

Our main vision is to promote and facilitate the development of fair, efficient and transparent financial markets. As a risk-based conduct regulator, we focus our resources on conduct that we think poses the most significant risk to achieving this objective.

At the FMA, the work you do has a significant impact.