Adviser, Financial Advice

Financial Markets Authority – Te Mana Tātai Hokohoko; Auckland; Presencial; NZD 95.000 - 105.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

KiwiSaver 4%

Health & life insurance

Paid leave over Christmas period

Holiday swap option

Learning and development programs

Descripción de la vacante

Financial Markets Authority – Te Mana Tātai Hokohoko in New Zealand is seeking an Adviser to join our Financial Advice team, contributing to the supervision and monitoring of a broad range of Financial Advice Providers, from sole advisers to banks, insurers and investment management providers.

Working within a collaborative team, you’ll help identify risks and harms, support good conduct across the financial advice sector, and engage with regulated entities, conducting monitoring reviews and

Formación

• Experience within financial services or regulation.
• Understanding of how organisations such as banks, insurers or other financial services providers operate.
• Clear and confident communicator who enjoys building relationships and engaging with a range of people.
• Curious, adaptable and collaborative, with a willingness to ask questions and continue learning.

Responsabilidades

• Conducting strategic conduct supervision using FMA's risk-based, outcomes-focused framework.
• Engaging with market participants under our Entity-Based Monitoring principles.
• Reviewing compliance with financial markets legislation and working with internal teams.
• Identifying risks and harms, and applying appropriate regulatory tools to address them.
• Supporting continuous improvement of our monitoring and regulatory practices.

Descripción del empleo

A great place to work. With great work to do.

Ours is a meaningful and impactful role, as a kaitiaki (caretaker) of the financial services in Aotearoa. We oversee a market that does right by everyone, ensuring better outcomes for all New Zealanders. Our role as a kaitiaki is brought to life by our values; Look to the Horizon, Help the Team Work, Make the Calls and Open Hearts, Open Minds.

We are looking for an Adviser to join our Financial Advice team, where you'll contribute to the supervision and monitoring of a broad range of Financial Advice Providers, from sole advisers through to large banks, insurers and investment management providers.

Working within a collaborative team, you'll help identify and respond to risks and harms, support good conduct across the financial advice sector, and contribute to better outcomes for New Zealanders.

A day in the life will see you engaging with regulated entities, conducting monitoring reviews, assessing potential issues or misconduct, and contributing to industry engagements and workshops.

Your mahi will include:

• Conducting strategic conduct supervision using FMA's risk-based, outcomes-focused framework
• Engaging with market participants under our Entity-Based Monitoring principles
• Reviewing compliance with financial markets legislation and working with internal teams
• Identifying risks and harms, and applying appropriate regulatory tools to address them
• Supporting continuous improvement of our monitoring and regulatory practices

We're looking for someone who is curious, adaptable and a strong critical thinker. You'll know when to dig into the detail, but equally be able to step back, see the bigger picture and move things forward.

Ideally, you'll bring some experience within financial services or regulation, and an understanding of how organisations such as banks, insurers or other financial services providers operate. Just as importantly, you'll understand the purpose of the FMA and the role we play in building trust and confidence in New Zealand's financial markets.

You'll also be:

• A clear and confident communicator who enjoys building relationships and engaging with a range of people
• Comfortable engaging directly with entities, as well as presenting or speaking at industry engagements
• Able to learn quickly and adapt as priorities change
• Collaborative, curious and willing to ask questions, share ideas and continue learning

We offer a comprehensive range of benefits, including:

• 4% KiwiSaver employer contribution
• Health and life insurance cover
• Paid leave over the Christmas period
• The ability to swap public holidays for days that hold personal significance
• Exceptional learning and development opportunities, including technical training and leadership programmes

At the FMA, we're committed to a diverse and inclusive workplace where everyone feels valued, respected, and empowered to bring their authentic selves to work. We also offer a range of wellness and social activities to support both personal and professional wellbeing and help our people genuinely connect with one another.

The appointing salary range for this role is $95,000 - $105,000 per annum plus 4% KiwiSaver and the benefits outlined above. Final offers are based on experience, skills and internal equity. Pay equity and parity are important to us at the FMA, and we are committed to fairness and transparency throughout every stage of recruitment.

Applications close Wednesday 11 November 2026 at 5pm.