Senior Compliance & Risk Manager: Capital Markets

Moomoo MY; Kuala Lumpur; Sur place; MYR 180 000 - 280 000; Plein temps

Avantages offerts par ce poste

13 months bonus

Competitive compensation & benefits

Performance bonus

Certification sponsorship

Career development opportunities

Résumé du poste

Moomoo in Malaysia is seeking an experienced Manager, Compliance & Risk Management to drive governance and uphold high standards of compliance and risk practices across the company. You will provide advisory support on regulatory and risk matters and promote a robust compliance culture.

The role requires capital markets experience, interaction with Securities Commission Malaysia and Bursa Malaysia, and the ability to lead a small team while balancing regulatory demands with business needs.

Qualifications

• Minimum 8 years of relevant compliance experience in capital markets.
• Strong knowledge of capital market laws, regulations, and best practices.
• Experience liaising with regulators (SC Malaysia, Bursa Malaysia).
• Leadership experience managing a small team.

Responsabilités

• Develop and oversee compliance and risk policies, controls and governance.
• Oversee compliance program across units and provide remedial advice.
• Advise on regulatory and risk matters for business initiatives.
• Support day-to-day compliance reviews including monitoring and surveillance.
• Monitor regulatory developments and communicate updates to stakeholders.
• Act as primary compliance contact with SC Malaysia and Bursa Malaysia.
• Identify, monitor, and report risk; implement mitigation.
• Prepare regulatory reports for authorities.
• Prepare board and committee materials.
• Lead and manage a small team.
• Collaborate with stakeholders to balance regulatory requirements with business goals.

Connaissances

Analytical thinking

Regulatory compliance

Risk management

Stakeholder management

Leadership

English proficiency

Formation

Bachelor's degree in Law, Finance, or related field

Description du poste

Moomoo in Malaysia is seeking an experienced Manager, Compliance & Risk Management to drive governance and uphold high standards of compliance and risk practices across the company. You will provide advisory support on regulatory and risk matters and promote a robust compliance culture.

The role requires capital markets experience, interaction with Securities Commission Malaysia and Bursa Malaysia, and the ability to lead a small team while balancing regulatory demands with business needs.