Senior AML Operations Analyst - Investor Services (Hybrid)

SEI Corporation; Dublin; Hybrid; EUR 60,000 - 90,000; Full time

Benefits offered by this job

Healthcare for you and family up to 18

Pension Scheme

Tax Saver Travel Benefits

Bike to Work Scheme

On-site Gym

Education Assistance

Annual Leave & Volunteer Days

Life Assurance

Employee Share Participation

Job summary

SEI Investments in Dublin is seeking a Senior Operations Analyst, Investor Services AML to support the AML team in maintaining regulatory standards. You will perform day-to-day AML checks, document reviews, and collaborate with colleagues to ensure accurate file maintenance.

The role requires 2+ years AML experience in financial services, strong risk awareness, and proficiency in Excel/Word. A third-level qualification in Finance, Business, or Law is preferred, and a collaborative,

Qualifications

• 2+ years’ AML experience.
• 2+ years’ experience in the Financial Services Industry in particular the investment fund industry and its regulatory framework.
• Knowledge of compliance and regulation within the Financial Services Industry in Europe.
• Knowledge of Investment (Financial) Services industry in Europe.
• Very strong risk awareness (preferably EU legislation driving AML regulations).
• Third level qualification, preferably in Finance, Business or Law.
• P.C. proficient, particularly Excel and Word.
• Fluency in English Language (both verbal and written) essential.
• Fluency in foreign language an advantage (both written and verbal).

Responsibilities

• Review AML documentation linked to back book of business.
• Complete AML checklists for second approval.
• Conduct Screening on all clients and review to identify True hits.
• Review investors with positive matches to sanctions lists and elevate through the appropriate channels.
• Organisation of all investor AML documents, recording to AML database and proper file maintenance as established in AML procedures.
• Manage workload and ensure corporate and client deliverables are met.
• Ensure a professional relationship is maintained with clients and stakeholders at all times.
• Participating in regular team meetings and put forward usable suggestions creating efficiencies.
• Liaise with internal departments and Global Offices to complete AML compliance requirements.
• Share AML expertise with clients and colleagues, and act as Perform research if needed to understand investor type, company structures, etc., investigate and solve potential issues.
• Conduct Independent checks where required and maintain accurate records.
• Ensure that all client/Investor relationships are risk rated as per established procedure.
• Completion of timely and on-going follow up for outstanding AML documentation.
• Monthly client reporting of outstanding AML documentation and ensure accurate and timely delivery to clients.
• Conduct review/sign off on documentation as required.
• Carry out all duties assigned to your role under the Company’s Safety Statement, to ensure Health, Safety and Well-being for all employees for whom you have responsibility.
• Support internal testing and audit requirements.
• Adhoc tasks / Project work as required.

Skills

AML experience

Financial services

Regulatory knowledge

EU AML regulations

Excel & Word

English fluency

Other language

Education

Finance/Business/Law degree

Job description

SEI Investments in Dublin is seeking a Senior Operations Analyst, Investor Services AML to support the AML team in maintaining regulatory standards. You will perform day-to-day AML checks, document reviews, and collaborate with colleagues to ensure accurate file maintenance.

The role requires 2+ years AML experience in financial services, strong risk awareness, and proficiency in Excel/Word. A third-level qualification in Finance, Business, or Law is preferred, and a collaborative,