Senior Client Onboarding & AML Compliance Lead

China Securities (International) Finance Holding Company Limited; Hong Kong; On-site; HKD 900,000 - 1,300,000; Full time

Job summary

China Securities (International) Finance Holding Company Limited seeks an Associate to Vice President in Client Services within the Clearing and Operations Department. The role focuses on efficient onboarding, rigorous CDD/KYC, and strong regulatory compliance to support trading and client service excellence.

Responsibilities include coordinating with Sales on onboarding, conducting AML/CFT risk reviews, and ensuring timely regulatory reporting.

Qualifications

• Bachelor degree or above in finance or related field.
• Strong knowledge of KYC, AML, and regulatory requirements.
• Minimum 5 years in corporate/investment banking client services.

Responsibilities

• Lead client onboarding and collect documentation.
• Perform CDD reviews and risk assessments for new and existing accounts.
• Ensure compliance with AML policies and regulatory standards.
• Support audits and regulatory inspections, closing findings.
• Provide training on KYC/AML and promote compliance culture.
• Handle client inquiries with professionalism and accuracy.

Skills

Client onboarding

KYC & AML

Regulatory knowledge

Interpersonal skills

English & Chinese fluency

Education

Bachelor's degree or above

Tools

MS Office (Word, Excel, PowerPoint)

Job description

China Securities (International) Finance Holding Company Limited seeks an Associate to Vice President in Client Services within the Clearing and Operations Department. The role focuses on efficient onboarding, rigorous CDD/KYC, and strong regulatory compliance to support trading and client service excellence.

Responsibilities include coordinating with Sales on onboarding, conducting AML/CFT risk reviews, and ensuring timely regulatory reporting.