KYC & Client Onboarding Analyst/Assoc 5-Day Week

Shenwan Hongyuan Securities (H.K.) Limited; Hong Kong; On-site; HKD 260,000 - 520,000; Full time

Benefits offered by this job

5-day work week

Job summary

Shenwan Hongyuan Securities (H.K.) Limited is seeking an Analyst to Associate in Client Onboarding and Data Management. You will perform AML/KYC due diligence for Wealth Management and Institutional Clients and ensure documentation is complete and compliant.

You will collaborate with Business Units, Compliance and other stakeholders to secure all required materials. Proficiency in English and Chinese, including Mandarin, is essential.

Qualifications

• University graduate or above.
• At least 2 years experience in KYC/Client Data Management in financial industry.
• Proficiency in Microsoft Office.
• Self-initiated, detail oriented and a good team player.

Responsibilities

• Perform AML/KYC due diligence including client onboarding & trigger events for Wealth Management and Institutional Clients.
• Review client information and documentation to ensure completeness, accuracy, and regulatory compliance.
• Collaborate with Business Units, Compliance and other stakeholders to ensure all required documents are in place.
• Responsible for KYC of outside broker.
• Assist in ad hoc projects including UAT and system enhancements.

Skills

KYC

Data management

Stakeholder management

English & Chinese bilingual

Education

University degree

Tools

Microsoft Office

Job description

Shenwan Hongyuan Securities (H.K.) Limited is seeking an Analyst to Associate in Client Onboarding and Data Management. You will perform AML/KYC due diligence for Wealth Management and Institutional Clients and ensure documentation is complete and compliant.

You will collaborate with Business Units, Compliance and other stakeholders to secure all required materials. Proficiency in English and Chinese, including Mandarin, is essential.