Head of Client Onboarding & AML Compliance

CLSA

Hong Kong

On-site

HKD 1,000,000 - 1,600,000

Full time

2 days ago

Be an early applicant

Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Job summary

CLSA in Hong Kong seeks an Associate Director to lead the COB onboarding team within CFCM, ensuring efficient, compliant processes for client account openings and KYC checks. You will manage stakeholder coordination across front office, Compliance, Operations, and FATCA teams, applying HK AML regulations and using screening tools such as WorldCheck One.

The role demands a senior, process-driven leader with strong English and Chinese communication, capable of driving continuous improvement and

Qualifications

Bachelor’s degree required; Master’s degree is a plus.
Minimum 5 years in Corporate Finance or investment banking support, ideally HK-regulated.
Deep knowledge of KYC/AML, account-opening processes and regulatory standards.
Experience with AML screening tools (e.g., WorldCheck One) is advantageous.

Responsibilities

Lead the COB onboarding team, conducting KYC/AML checks and client trading account openings.
Oversee collection of documents and information for new client accounts across internal teams.
Ensure compliance with Customer Identification Program and regulatory standards.
Classify clients by risk and coordinate with FATCA, Compliance, and Operations teams.
Escalate exceptions promptly to stakeholders and maintain audit-ready documentation.
Act as primary escalation point for onboarding and AML matters with internal and external partners.