Wealth Management-Jobs in United States

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Client: Clayton Davies

Location: Sheffield, South Yorkshire, United Kingdom

Other

Yes

4

31.05.2025

15.07.2025

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practices.
• Ensure best practice and positive client outcomes.
• Maintain appropriate records in line with the company’s record-keeping and file quality requirements.
• Ensure that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by FCA accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.