Independent Financial Advisor

JR United Kingdom; Luton; Remote; GBP 40,000 - 75,000; Full time

Job summary

A leading wealth management firm in the UK is seeking an Independent Financial Adviser to provide comprehensive, client-centric financial advice. The successful candidate will receive full support and be responsible for maintaining high advisory standards and regulatory compliance. This home-based role offers a competitive salary and opportunities for professional growth.

Qualifications

• Experience as a Financial Adviser required.
• Compliance with company Advice Standards and Consumer Duty Policy.
• Ongoing professional development through a documented CPD program.

Responsibilities

• Provide independent whole-of-market advice to clients.
• Maintain accurate records in line with company standards.
• Analyze client circumstances to provide personalized solutions.

Skills

Client-centric advising

Holistic financial analysis

Regulatory compliance

Education

RQF Level 4 Diploma in Regulated Financial Planning

SPS Statement of Professional Standing

Job description

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Client:

Clayton Davies

Location:

Luton, Bedfordshire, United Kingdom

Job Category:

Other

EU work permit required:

Yes

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practices.
• Ensure best practice and client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice through a documented CPD program.

Requirements:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.