Independent Financial Advisor

JR United Kingdom; York; On-site; GBP 40,000 - 60,000; Full time

Job summary

A successful wealth management firm in York is seeking an Independent Financial Adviser to deliver comprehensive financial advice in a client-centric environment. The role includes having robust support with paraplanning and administration, ensuring the highest standards are met while providing tailored solutions to clients.

Qualifications

• Experience as a Financial Adviser is essential.
• Ideally hold SPS Statement of Professional Standing.

Responsibilities

• Provide holistic independent financial advice to clients.
• Ensure compliance with company Advice Standards and Consumer Duty Policy.
• Maintain accurate records and undertake CPD.

Skills

Client-Centric Advice

Financial Analysis

Record Keeping

Communication

Education

RQF Level 4 Diploma in Regulated Financial Planning

Job description

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Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

1. Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
2. Provide fully holistic independent whole-of-market advice to customers.
3. Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
4. Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
5. Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practices.
6. Ensure best practice and client outcomes.
7. Keep records appropriately in line with the company’s record-keeping and file quality requirements.
8. Maintain competence to provide advice and undertake a documented programme of CPD.

Do you meet the following requirements to apply?

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.