Independent Financial Advisor

JR United Kingdom; Nottingham; Remote; GBP 35,000 - 60,000; Full time

Job summary

A successful wealth management firm is seeking an Independent Financial Adviser based in Nottingham. The role involves providing holistic financial advice, maintaining client records, and adhering to best practice standards. This position offers full support for paraplanning and administration, ideal for experienced professionals in the financial planning sector.

Qualifications

• Must hold RQF Level 4 Diploma or equivalent.
• Previous experience as a Financial Adviser required.

Responsibilities

• Provide holistic whole of market advice to customers.
• Maintain records and adhere to quality requirements.
• Ensure adherence to company Advice Standards.

Skills

Client-centric service

Holistic financial advice

Record keeping

Analytical skills

Education

RQF Level 4 Diploma in Regulated Financial Planning

SPS Statement of Professional Standing

Job description

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Independent Financial Advisor, Nottingham

Client: Clayton Davies

Location: Nottingham, United Kingdom

Job Category: Other

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EU work permit required:

Yes

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice through ongoing CPD activities.

Qualifications & Requirements:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by FCA accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.