Independent Financial Advisor

JR United Kingdom; Hemel Hempstead; Remote; GBP 30,000 - 60,000; Full time

Job summary

A successful wealth management firm seeks an Independent Financial Adviser to deliver holistic financial advice. The role includes comprehensive client management supported by paraplanning and administration. Applicants should hold an RQF level 4 Diploma and possess relevant experience, ensuring adherence to established advice standards.

Qualifications

• Experience as a Financial Adviser required.
• Maintain competence with ongoing CPD.
• Adhere to the company Advice Standards.

Responsibilities

• Provide holistic independent financial advice to clients.
• Ensure compliance with record-keeping standards.
• Maintain best practices for client outcomes.

Skills

Client-centric communication

Holistic financial advice

Analytical skills

Education

RQF level 4 Diploma in Regulated Financial Planning

SPS Statement of Professional Standing

Job description

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Client:

Clayton Davies

Location:

hemel hempstead, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

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Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

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Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Maintain appropriate records in line with the company’s record-keeping and file quality requirements.
• Ensure that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Requirements to apply:

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.