Independent Financial Advisor

JR United Kingdom; Hounslow; Remote; GBP 40,000 - 70,000; Full time

Job summary

A successful wealth management firm is seeking an Independent Financial Adviser to provide high-quality, client-centered advice. You will benefit from full paraplanning and administration support while ensuring compliance with company standards and consumer duties. Ideal candidates will hold the RQF Level 4 Diploma and have prior experience in financial advising.

Qualifications

• Previous experience as a Financial Adviser is required.
• Maintain competence to provide advice and perform CPD.
• Adhere to company Advice Standards and Consumer Duty Policy.

Responsibilities

• Provide holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances to establish suitable solutions.
• Ensure best practice and client outcomes with proper documentation.

Skills

Client-Centric Approach

Holistic Advice

Record-Keeping

Education

RQF Level 4 Diploma in Regulated Financial Planning

SPS Statement of Professional Standing

Job description

Social network you want to login/join with:

Independent Financial Advisor, south west london

Client:

Clayton Davies

Location:

south west london, United Kingdom

Job Category:

Other

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EU work permit required:

Yes

Job Views:

4

Posted:

31.05.2025

Expiry Date:

15.07.2025

Job Description:

Home Based

Our client, a successful wealth management firm, is looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities:

• Operate to the highest standards within a client-centric environment, practicing a standardized process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole-of-market advice to customers.
• Analyze clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Provide clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Keep records appropriately in line with the company’s record-keeping and file quality requirements.
• Maintain competence to provide advice and undertake a documented CPD program.

Requirements to apply:

• RQF Level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser.
• Ideally hold SPS Statement of Professional Standing by an FCA-accredited body.

Due to the high volume of applications, responses may not be provided to everyone. If you are not contacted within 7 working days, you have not been shortlisted.

Clayton Davies acts as an employment agency on behalf of the client.