Remote Regional Compliance Manager – North West

Get Staffed Online Recruitment Limited; West Kirby; Remote; GBP 36.000 - 38.000; Vollzeit

Benefits dieser Stelle

Car allowance

Additional leave

Sick pay

Work from home

Zusammenfassung

Get Staffed Online Recruitment Limited is seeking a Regional Compliance Manager to cover the North West on a home-based basis. The role focuses on overseeing compliance for Appointed Representatives and maintaining a risk-based monitoring program in line with FCA requirements.

Candidates should have at least 2 years in a similar financial services compliance role, CeMAP or equivalent, a CeRER is desirable, and a full UK driving license.

Qualifikationen

• 2+ years of experience in a similar role within financial services.
• Strong compliance monitoring, risk management and reporting skills.
• Knowledge of systems of control and ability to follow defined procedures.
• Experience working under pressure with tight deadlines.

Aufgaben

• Primary point of contact for Appointed Representatives in the region.
• Manage a risk-based monitoring programme to ensure regulatory compliance.
• Ensure FCA guidelines on Treating Customers Fairly and good customer outcomes.

Kenntnisse

2+ years exp

CeMAP

CeRER

Driving licence

Compliance monitoring

Risk management

Reporting processes

Ausbildung

CeMAP or equivalent

Jobbeschreibung

Get Staffed Online Recruitment Limited is seeking a Regional Compliance Manager to cover the North West on a home-based basis. The role focuses on overseeing compliance for Appointed Representatives and maintaining a risk-based monitoring program in line with FCA requirements.

Candidates should have at least 2 years in a similar financial services compliance role, CeMAP or equivalent, a CeRER is desirable, and a full UK driving license.