Market Conduct Control & Advisory – Front Office SME

Deutsche Bank AG; Greater London; Hybrid; GBP 90.000 - 130.000; Vollzeit

Benefits dieser Stelle

Hybrid working

Salary + pension

Holiday + flex days

Life cover & private healthcare

Flexible benefits

CSR volunteering leave

Zusammenfassung

Deutsche Bank in London seeks a Control Oversight and Advisory professional to embed market conduct into business decisions. You will translate market conduct information into tangible actions, ensuring strong controls culture and central oversight across the firm.

You will provide SME advisory, analyze control effectiveness, and oversee training programs while coordinating remediation across 1LoD/2LoD functions. Hybrid working and a competitive benefits package are offered.

Qualifikationen

• Experience in Global Markets (ideally Fixed Income) with strong product/trading activity understanding and conduct risks.
• Strong understanding of Market Abuse Regulations and key conduct obligations/supervisory expectations.
• Demonstrable market conduct risk experience in 1LoD (Business Risk, Non-Financial Risk, COO) or 2LoD (Compliance) roles.
• Ability to challenge the front office credibly based on practical Markets experience.
• Proven track record in design/delivery/oversight of control enhancements, including target operating model and ‘future state’ controls.
• Proven track record of successfully working within diverse, high performing teams and departments both locally and remotely.

Aufgaben

• Provide Market Conduct Risk SME advisory to businesses by interpreting conduct rules and regulatory expectations.
• Conduct analysis of market conduct key control effectiveness across the firm. Input, review and approve control design prior to implementation of controls enhancements.
• Conduct root cause analysis of identified issues, develop and agree remediation, track milestones to completion, evidence closure. Perform read across of issues, external events to all relevant businesses and divisions.
• Oversee the market conduct training programme, including assessing training needs, contributing to materials and supporting training delivery.
• Review effective closure of 1st Line of Defence monitoring alerts.
• Develop and agree remediation, track milestones to completion, evidence closure.

Kenntnisse

Global Markets

Market conduct knowledge

Regulatory knowledge

1LoD/2LoD experience

Controls design

Cross-functional teamwork

Jobbeschreibung

Deutsche Bank in London seeks a Control Oversight and Advisory professional to embed market conduct into business decisions. You will translate market conduct information into tangible actions, ensuring strong controls culture and central oversight across the firm.

You will provide SME advisory, analyze control effectiveness, and oversee training programs while coordinating remediation across 1LoD/2LoD functions. Hybrid working and a competitive benefits package are offered.