Control Oversight and Advisory - Market Conduct Office

Deutsche Bank; Greater London; Ibrido; GBP 90.000 - 130.000; Tempo pieno

Vantaggi offerti da questo lavoro

Hybrid Working

Competitive Salary

Pension

Private Healthcare

Flexible Benefits

Volunteering Leave

Descrizione del lavoro

Deutsche Bank in the United Kingdom is seeking a Market Conduct Risk SME to advise businesses on conduct rules and regulatory expectations. You will assess control design, analyze key risks and oversee remediation efforts across global markets, including training delivery and monitoring alert closures.

The role emphasizes collaboration across front office and risk teams, with a strong track record in delivering control enhancements and cross-border oversight in a hybrid work environment.

Competenze

• Experience in Global Markets with strong product/trading activity understanding and related conduct risks.
• Solid knowledge of Market Abuse Regulations across regions and supervisory expectations.
• Market conduct risk experience in 1LoD or 2LoD roles with credible front-office engagement.
• Proven ability to design, deliver and oversee control enhancements and future-state controls.

Mansioni

• Provide Market Conduct Risk SME advisory to businesses by interpreting conduct rules and regulatory expectations.
• Conduct analysis of market conduct key control effectiveness across the firm; input, review and approve control design prior to implementation of controls enhancements.
• Conduct root cause analysis of identified issues, develop and agree remediation, track milestones to completion, evidence closure.
• Perform read across of issues and external events to all relevant businesses and divisions.
• Oversee the market conduct training programme, including assessing training needs, contributing to materials and supporting delivery.
• Review effective closure of 1st Line of Defence monitoring alerts.
• Develop and agree remediation, track milestones to completion, evidence closure.

Conoscenze

Global Markets

Market Abuse Regs

1LoD/2LoD

Front Office challenge

Control enhancements

Diverse teams

Remote collaboration

Descrizione del lavoro

What we’ll offer you

A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we are committed to providing an environment with your development and wellbeing at its centre.

• Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a model that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
• Competitive salary and non-contributory pension
• 30 days' holiday plus bank holidays, with the option to purchase additional days
• Life Assurance and Private Healthcare for you and your family
• A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
• The opportunity to support a wide ranging CSR programme + 2 days' volunteering leave per year

Your key responsibilities

• Provide Market Conduct Risk Subject Matter Expert (SME) advisory to businesses by interpreting conduct rules and regulatory expectations
• Conduct analysis of market conduct key control effectiveness across the firm. Input, review and approve control design prior to implementation of controls enhancements
• Conduct root cause analysis of identified issues, develop and agree remediation, track milestones to completion, evidence closure Perform read across of issues, external events to all relevant businesses and divisions
• Oversee the market conduct training programme, including assessing training needs, contributing to materials and supporting training delivery
• Review effective closure of 1st Line of Defence monitoring alerts
• Develop and agree remediation, track milestones to completion, evidence closure

Your skills and experience

• Experience in Global Markets (ideally Fixed Income) with strong product/trading activity understanding and associated conduct risks
• Strong practical understanding of Market Abuse Regulations across the globe and key conduct obligations/supervisory expectations
• Demonstrable market conduct risk experience in 1LoD (Business Risk, Non-Financial Risk, COO) or 2LoD (Compliance) roles
• Ability to challenge the front office credibly based on practical Markets experience
• Proven track record in design/delivery/oversight of control enhancements, including target operating model and 'future state' controls
• Proven track record of successfully working within diverse, high performing teams and departments both locally and remotely

How we’ll support you

• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
• We value diversity and as an equal opportunities' employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)

About us

Deutsche Bank is the leading German bank with strong European roots and a global network.

Deutsche Bank in the UK is proud to be named in The Times Top 50 Employers for Gender Equality and has been awarded a Gold Award from Stonewall and named in their Top 100 Employers.

If you have a disability, health condition, or require any adjustments during the application process, we encourage you to contact our Adjustments Concierge on [e-mail] to discuss.

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work enviro