Hybrid Market Conduct Oversight Lead – Front Office Advisory

Deutsche Bank AG; Greater London; Hybrid; GBP 120,000 - 180,000; Full time

Benefits offered by this job

Hybrid working

Competitive salary + non-contributory/

30 days holiday + bank holidays

Life assurance & Private healthcare

Flexible benefits

CSR volunteering leave

Job summary

Deutsche Bank in London is seeking a Vice President to lead control oversight and advisory within the Market Conduct Office. You will embed market conduct governance across Front Office activities, translating regulatory expectations into tangible actions and ensuring central oversight.

The role focuses on providing SME guidance, overseeing control enhancements, and driving remediation with cross‑functional teams, including remote collaboration to strengthen the firm's controls culture.

Qualifications

• Experience in Global Markets with strong product/trading activity understanding and associated conduct risks.
• Strong knowledge of Market Abuse Regulations and supervisory expectations.
• Proven ability to challenge the front office credibly and drive control enhancements.

Responsibilities

• Provide Market Conduct SME advisory to businesses by interpreting conduct rules and regulatory expectations.
• Conduct analysis of market conduct key control effectiveness across the firm.
• Input, review and approve control design prior to implementation of controls enhancements.
• Conduct root cause analysis of identified issues, develop remediation, track milestones to completion; evidence closure.
• Perform read across of issues and external events to relevant businesses and divisions.
• Oversee the market conduct training programme, assess training needs and contribute to materials.
• Review effective closure of 1st Line of Defence monitoring alerts.
• Develop and agree remediation, track milestones to completion, evidence closure.

Skills

Global Markets

Market conduct risk

Market abuse regulations

1LoD/2LoD

Control design

Team collaboration

Job description

Deutsche Bank in London is seeking a Vice President to lead control oversight and advisory within the Market Conduct Office. You will embed market conduct governance across Front Office activities, translating regulatory expectations into tangible actions and ensuring central oversight.

The role focuses on providing SME guidance, overseeing control enhancements, and driving remediation with cross‑functional teams, including remote collaboration to strengthen the firm's controls culture.