Control Room Compliance Specialist – London (Hybrid)

Lorien; England; Hybrid; GBP 80,000 - 120,000; Full time

Job summary

A leading player in the investment banking sector is seeking a Compliance Manager (VP level) to join their UK Control Room team. The role involves managing material non-public information and conflict of interest controls and offers high autonomy with strategic impact. Ideal candidates should have proven experience in compliance in a control room environment, along with strong analytical and communication skills. This is a hybrid position based in London.

Qualifications

• Proven experience in a control room compliance role.
• Strong knowledge of UK regulatory frameworks and relevant rules.
• Excellent analytical, communication, and stakeholder management skills.

Responsibilities

• Manage Watch, Grey, and Restricted Lists.
• Oversee research clearance and regulatory disclosures.
• Lead training and support junior staff.
• Drive improvements in control room procedures and monitoring.
• Provide expert compliance advice and contribute to strategic projects.

Skills

Control room compliance

Analytical skills

Communication skills

Stakeholder management

Job description

A leading player in the investment banking sector is seeking a Compliance Manager (VP level) to join their UK Control Room team. The role involves managing material non-public information and conflict of interest controls and offers high autonomy with strategic impact. Ideal candidates should have proven experience in compliance in a control room environment, along with strong analytical and communication skills. This is a hybrid position based in London.