Control Room - Compliance Manager

Lorien; England; Hybrid; GBP 80,000 - 120,000; Full time

Job summary

A leading player in the investment banking sector is seeking a Compliance Manager (VP level) to join their UK Control Room team. The role involves managing material non-public information and conflict of interest controls and offers high autonomy with strategic impact. Ideal candidates should have proven experience in compliance in a control room environment, along with strong analytical and communication skills. This is a hybrid position based in London.

Qualifications

• Proven experience in a control room compliance role.
• Strong knowledge of UK regulatory frameworks and relevant rules.
• Excellent analytical, communication, and stakeholder management skills.

Responsibilities

• Manage Watch, Grey, and Restricted Lists.
• Oversee research clearance and regulatory disclosures.
• Lead training and support junior staff.
• Drive improvements in control room procedures and monitoring.
• Provide expert compliance advice and contribute to strategic projects.

Skills

Control room compliance

Analytical skills

Communication skills

Stakeholder management

Job description

Location: London (Hybrid – 2-3 days/week in office)

Our client, a leading player in the investment banking sector, is seeking a Compliance Manager (VP level) to join their UK Control Room team. This role supports the management of material non-public information and conflict of interest controls across private side activities including Global Banking, Capital Markets, and FIC.

Key Responsibilities:

• Manage Watch, Grey, and Restricted Lists
• Oversee research clearance and regulatory disclosures
• Lead training and support junior staff
• Drive improvements in control room procedures and monitoring
• Provide expert compliance advice and contribute to strategic projects

Requirements:

• Proven experience in a control room compliance role
• Strong knowledge of UK regulatory frameworks, Takeover Panel rules, and investment research clearance
• Excellent analytical, communication, and stakeholder management skills

This is a non-management role with high autonomy and strategic impact.