Compliance Advisor: Conduct Risk (Advice) - London Hybrid

Campion Pickworth

Greater London

Hybrid

GBP 60,000 - 80,000

Full time

14 days+

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Job summary

A reputable financial institution in London is seeking an experienced Compliance Manager to join their team. The successful candidate will be responsible for providing guidance on regulatory requirements, acting as a compliance representative, and helping to develop and maintain compliance frameworks. This hybrid role demands a strong background in compliance or conduct risk within the financial sector, coupled with practical knowledge of FCA handbooks. Attractive terms and a collaborative work environment are offered.

Qualifications

  • Experience in a compliance or conduct risk role within the financial services industry.
  • Thorough understanding of conduct risk management and promoting good customer outcomes.
  • Detailed knowledge of the FCA handbooks and their application.

Responsibilities

  • Acting as compliance representative on key projects and initiatives.
  • Providing advice and identifying potential solutions to issues.
  • Contributing to the development of compliance policies and procedures.

Skills

Compliance knowledge
Conduct risk management
Problem-solving

Education

Formal professional compliance qualifications
Ce-map 3 qualification

Job description

A reputable financial institution in London is seeking an experienced Compliance Manager to join their team. The successful candidate will be responsible for providing guidance on regulatory requirements, acting as a compliance representative, and helping to develop and maintain compliance frameworks. This hybrid role demands a strong background in compliance or conduct risk within the financial sector, coupled with practical knowledge of FCA handbooks. Attractive terms and a collaborative work environment are offered.
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