Advice Quality Manager

Clayton Davies; Remote; GBP 60,000 - 80,000; Full time

Job summary

A leading wealth management firm is seeking an experienced Advice Quality Manager to enhance advice quality and adviser capability. This home-based role involves reviewing adviser practices, providing feedback, and supporting adviser training in a regulated environment. Candidates must have a Level 4 Diploma in Financial Planning and relevant supervisory experience. The firm aims to foster a professional development culture ensuring strong customer outcomes. Competitive salary plus benefits offered.

Benefits

Competitive salary

Benefits package

Qualifications

• Minimum Level 4 Diploma in Financial Planning or equivalent required.
• Experience in advising supervision or development in a regulated setting.
• Skill in conducting file reviews and providing balanced feedback.

Responsibilities

• Review advice and client files to assess quality and risk.
• Provide feedback to support adviser development.
• Identify risks and development needs across advisers.
• Design and deliver training sessions for advisers.
• Support adviser onboarding and competence assessment.
• Act as a point of contact for technical queries.
• Contribute to continuous improvement processes.
• Produce insight to inform decision-making.
• Collaborate on improvement initiatives.

Skills

Experience supervising advisers

File reviewing skills

Constructive feedback provision

Regulatory knowledge

Education

Minimum Level 4 Diploma in Financial Planning

Job description

⭐️ Advice Quality Manager

📍 Home Based

💰 c.£45,000+ Benefits

Our client is a leading wealth management firm who are seeking an experienced professional to play a key role in raising advice quality, developing adviser capability, and supporting strong customer outcomes within a regulated financial services environment.

You will work closely with advisers and internal stakeholders to embed high standards of advice, promote professional development, and support a positive conduct culture.

Role & Responsibilities : 📋

• Reviewing advice and client files to assess quality, suitability, and risk
• Providing constructive feedback and coaching to support adviser development
• Identifying themes, risks, and development needs across the adviser population
• Designing and delivering training sessions with Advisers
• Supporting adviser onboarding and ongoing competence assessment
• Acting as a trusted point of contact for technical and regulatory queries
• Contributing to the continuous improvement of supervision and development processes
• Producing insight and management information to inform decision-making
• Collaborating with compliance, leadership, and learning teams on improvement initiatives

Do you have the following to apply? ✅

• Minimum Level 4 Diploma in Financial Planning (or equivalent)
• Experience supervising, reviewing, or developing advisers in a regulated environment
• Experience conducting file reviews and delivering balanced, developmental feedback

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.