Senior Regulatory Compliance Lead — Financial Services

Dante Personnel; Wes-Kaap; On-site; ZAR 900,000 - 1,350,000; Full time

Job summary

Dante Personnel is seeking an experienced Compliance Officer in the Western Cape to manage regulatory obligations within the financial services sector. The role focuses on FAIS compliance, regulatory reporting, and risk management, requiring strong attention to detail and integrity.

You will interact with senior management and regulators, oversee FICA/AML controls, and coordinate licensing submissions including S13B where applicable.

Qualifications

• 5–8 years’ regulatory compliance experience in financial services.
• FAIS registered Compliance Officer for a Category I FSP is essential.
• Experience with FICA/AML compliance and regulatory reporting.
• Engagement with senior management and regulators; RE1/RE5 beneficial.

Responsibilities

• Maintain and monitor the regulatory compliance program.
• Coordinate FSCA submissions and licensing activities.
• Liaise with regulators and senior management on compliance matters.
• Drive compliance projects to completion and ensure timely reporting.

Skills

Regulatory compliance

FAIS compliance

FICA/AML compliance

Regulatory reporting

FSCA liaison

S13B (Pension Funds Act)

RE1/RE5 knowledge

Regulatory change management

Education

Degree or post-graduate qualification

Job description

Dante Personnel is seeking an experienced Compliance Officer in the Western Cape to manage regulatory obligations within the financial services sector. The role focuses on FAIS compliance, regulatory reporting, and risk management, requiring strong attention to detail and integrity.

You will interact with senior management and regulators, oversee FICA/AML controls, and coordinate licensing submissions including S13B where applicable.