Senior Compliance Manager — Financial Services & Risk

Prescient; Cape Town; On-site; ZAR 900,000 - 1,500,000; Full time

Job summary

Prescient Fund Services is seeking a Compliance Manager to lead the regulatory compliance team, partnering with the Head of Compliance to ensure adherence to applicable legislative and regulatory requirements. You will identify, assess and monitor regulatory risks and drive risk management across the organisation.

The role requires FAIS Cat I registration, a strong grasp of South Africa’s financial services regulatory framework, and a proactive, team-oriented approach to compliance culture and

Qualifications

• 5+ years compliance experience in a financial services environment.
• FAIS registered Compliance Officer for Cat I.
• Strong working knowledge of the South African financial service regulatory framework.

Responsibilities

• Manage a team of Compliance Officers/Administrators.
• Oversee licensing requirements and regulatory obligations for the licensed entity and regulatory approved individuals.
• Serve as the FAIS Compliance Officer for CAT I, and/or FIC MLRO and Compliance Officer and/or S13B Compliance Officer.

Skills

Regulatory compliance

Risk management

Regulatory reporting

Team leadership

AI integration

Education

Tertiary qualification in Law or Compliance

Job description

Prescient Fund Services is seeking a Compliance Manager to lead the regulatory compliance team, partnering with the Head of Compliance to ensure adherence to applicable legislative and regulatory requirements. You will identify, assess and monitor regulatory risks and drive risk management across the organisation.

The role requires FAIS Cat I registration, a strong grasp of South Africa’s financial services regulatory framework, and a proactive, team-oriented approach to compliance culture and