Senior Compliance Officer

Hire Resolve; Pretoria; On-site; ZAR 900,000 - 1,200,000; Full time

Job summary

A leading recruitment agency is seeking a Senior Compliance Officer to deliver quality compliance and risk management services to financial clients in Gauteng. This role involves establishing compliance processes, maintaining records, and providing personalized reports. Candidates must have a FSCA recognized qualification and at least 5 years' experience in compliance or risk management. A competitive salary is offered based on experience.

Qualifications

• Minimum 5 years of experience in compliance or risk management within the financial services industry.
• Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
• A Legal/Accounting/Financial degree or FSCA recognised qualification.

Responsibilities

• Deliver outsourced compliance function to financial services clients.
• Establish a culture of compliance and provide risk frameworks.
• Provide clients with high quality, personalised reports.
• Perform all functions to the standard and deadlines set by Regional Manager.
• Provide clients with high quality, personalised and substantive reports.
• Include clients in compliance processes and provide post monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes that positively contribute to the well-being and development of the regional team, the company, and its clients.
• Sourcing and signing up of new clients.

Skills

Compliance management

Risk management

Client relationship

Education

FSCA recognised qualification

Legal/Accounting/Financial degree

Job description

Hire Resolve is currently seeking a Senior Compliance Officer to join our client’s team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.

Full Time

Responsibilities

• Outsourced compliance function delivered to financial services clients and other FICA-accountable institutions.
• Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements.
• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by Regional Manager.
• Provide clients with high quality, personalised and substantive reports.
• Include clients in compliance processes and provide post monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes that positively contributes to the well-being and development of the regional team, the company, and its clients.
• Sourcing and signing up of new clients.

Requirements

• A FSCA (FSB) recognised qualification.
• Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
• Minimum 5 years’ experience in compliance or risk management within the financial services industry.
• A Legal/Accounting/Financial degree or

Contact Hire Resolve for your next career-changing move today.

• Our client is offering a highly competitive salary for this role based on experience.